Shareholder A sold 500 shares of ABC stock on the New York Stock Exchange. This transaction:

Shareholder A sold 500 shares of ABC stock on the New York Stock Exchange. This transaction:    A.  took place in the primary market. B.  occurred in a dealer market. C.  was facilitated in the secondary market. D.  involved a proxy. E.  was a private placement. Refer to section 1.5

58.	Public offerings of debt and equity must be registered with which one of the following?    A.  New York Board of Governors B.  Federal Reserve C.  NYSE Registration Office D.  Securities and Exchange Commission E.  Market Dealers Exchange Refer to section 1.5

59.

Which one of the following statements is generally correct?    A.  Private placements must be registered with the SEC. B.  All secondary markets are auction markets. C.  Dealer markets have a physical trading floor. D.  Auction markets match buy and sell orders. E.  Dealers arrange trades but never own the securities traded. Refer to section 1.5

60.

Which one of the following statements concerning stock exchanges is correct?    A.  NASDAQ is a broker market. B.  The NYSE is a dealer market. C.  The exchange with the strictest listing requirements is NASDAQ. D.  Some large companies are listed on NASDAQ. E.  Most debt securities are traded on the NYSE. Refer to section 1.5