Callander Enterprises stock is listed on NASDAQ. The firm is planning to issue some new equity shares for sale to the general public

Callander Enterprises stock is listed on NASDAQ. The firm is planning to issue some new equity shares for sale to the general public. This sale will occur in which one of the following markets?    A.  private B.  auction C.  exchange floor D.  secondary E.  primary Refer to section 8.3

11.

The secondary market is best defined by which one of the following?    A.  market in which subordinated shares are issued and resold B.  market conducted solely by brokers C.  market dominated by dealers D.  market where outstanding shares of stock are resold E.  market where warrants are offered and sold Refer to section 8.3

12.	An agent who maintains an inventory from which he or she buys and sells securities is called a:    A.  broker. B.  trader. C.  capitalist. D.  principal. E.  dealer. Refer to section 8.3

13.	An agent who arranges a transaction between a buyer and a seller of equity securities is called a:    A.  broker. B.  floor trader. C.  capitalist. D.  principal. E.  dealer. Refer to section 8.3