The person on the floor of the NYSE who executes buy and sell orders on behalf of customers is called a(n):

The owner of one of the 1,366 trading licenses for the NYSE is called a:    A.  broker. B.  member. C.  agent. D.  specialist. E.  dealer. Refer to section 8.3

15.	The person on the floor of the NYSE who executes buy and sell orders on behalf of customers is called a(n):    A.  floor trader. B.  dealer. C.  specialist. D.  executor. E.  commission broker. Refer to section 8.3

16.	A market maker who acts as a dealer in one or more securities on the floor of the NYSE is called a:    A.  floor trader. B.  floor post. C.  specialist. D.  floor broker. E.  commission broker. Refer to section 8.3

17.

A floor broker on the NYSE does which one of the following?    A.  supervises the commission brokers for a financial firm B.  trades for his or her personal inventory C.  executes orders on behalf of a commission broker D.  maintains an inventory and takes the role of a specialist E.  is charged with maintaining a liquid, orderly market Refer to section 8.3