Monday, November 11, 2019

Which one of the following players on the floor of the NYSE can be likened to part-time help because they are called to duty

Who owns the NYSE? 
 
A. 
NYSE members

B. 
specialists

C. 
dealers

D. 
floor brokers

E. 
shareholders
Refer to section 8.3


52.
Which one of the following players on the floor of the NYSE can be likened to part-time help because they are called to duty only when others are fully employed? 
 
A. 
floor trader

B. 
specialist

C. 
dealer

D. 
floor broker

E. 
commission broker
Refer to section 8.3


53.
Which one of the following statements applies to NASDAQ? 
 
A. 
a partner with the London exchange

B. 
exchange floor is located in Chicago

C. 
single market maker for each listed security

D. 
broker's market

E. 
comprised of three separate markets
Refer to section 8.3

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