You own 600 shares of a NASDAQ listed stock that you wish to sell. Which of the following are options available to you for this purpose

You own 600 shares of a NASDAQ listed stock that you wish to sell. Which of the following are options available to you for this purpose? I. sell the shares to a dealer at the dealer's bid price II. sell directly to another individual via an ECN III. offer the shares yourself on NASDAQ via an ECN IV. have a broker offer the shares for sale on the NYSE    A.  I and II only B.  III and IV only C.  II and III only D.  I, II, and III only E.  II, III, and IV only Refer to section 8.3

55.

You are the sole shareholder of a small corporation. Presently, you wish to diversify your holdings and thus want to sell a portion of your shares but do not want to incur the costs associated with SEC filings. Which one of the following markets, if any, might be conducive to this sale?    A.  NASDAQ B.  OTCBB C.  Pink Sheets D.  NYSE Refer to section 8.3